Compliance jobs

With over 30 years of experience helping specialist professionals, we recruit compliance professionals for Hong Kong's leading financial services organisations, including investment banks, retail banks, insurance companies, investment management firms and fund houses. Our specialist recruitment consultants can offer career advice and salary benchmarking information to help support your career moves.

View our current compliance vacancies that we are recruiting for below:

Search Results

Trade Surveillance Team Leader AVP - Financial Market Leader

Salary: HKD500,000 - HKD800,000 per annum

Date Posted: 08 October 2018

Seeking a Team leader trade surveillance compliance professional. This role reports directly into the Head of Trade Surveillance. You will be joining one of the leading financial market platform and will be part of a fast paced international environment. You would be supervising a team of junior trade surveillance specialists.
Regional Head of Surveillance and Monitoring- Prestigious IBank

Salary: Negotiable

Date Posted: 08 October 2018

Robert Walters is partnering with a prestigious global investment bank to hire their Head of Trade Surveillance for the region. This position is based in Hong Kong. This banking brand is world renowned for their innovative and dynamic work environment. The Hong Kong business is among the top revenue generator for them globally.
Associate/AVP - Markets Surveillance

Salary: Attractive

Date Posted: 14 November 2018

Role Overview: The Associate/AVP of market surveillance will support the compliance division on real-time transaction monitoring to ensure the transactions follow regulatory guidelines and listing rules. This is a one-year contract with a strong likelihood to convert into a permanent staff due to good performance.
Hedge Fund - Chief Compliance Officer

Salary: HKD1,800,000 - HKD2,300,000 per annum + + Bonus

Date Posted: 12 November 2018

A Hong Kong hedge fund that invests in pan-Asia equities seeks a GC & CCO. The role requires an experienced buyside compliance professional to be the MIC and MLRO. The fund holds SFC licenses type 4 and 9. The culture is entrepreneurial and energetic and someone with confidence and ability is required. Chinese languages are not required for this role
Compliance Analyst

Salary: Attractive

Date Posted: 08 November 2018

Role Overview: The compliance analyst will assist the testing and risk assessment team in conducting compliance testing and monitoring duties. This is a 6-month contract with potential to renew and convert with a renowned investment bank.
Compliance Officer - Private Banking (US investment bank)

Salary: Fringe

Date Posted: 07 November 2018

Role Overview: The private banking company officer will report to the head of private banking compliance and be responsible for managing the firm's regulatory risk and ensure the firm is in compliance with relevant laws, regulations, rules and internal policies in the region. This is a 12-month renewable contract with a renowned US investment bank.
Compliance Officer - Private Banking (US investment bank)

Salary: Fringe

Date Posted: 30 October 2018

Role Overview: The private banking company officer will report to the head of private banking compliance and be responsible for managing the firm's regulatory risk and ensure the firm is in compliance with relevant laws, regulations, rules and internal policies in the region. This is a 12-month renewable contract with a renowned US investment bank.
Compliance Manager- European Corporate Bank- Well Known Brand

Salary: HKD500,000 - HKD600,000 per annum

Date Posted: 30 October 2018

Reputable Corporate Bank hiring for a Compliance manager to report into the Head of the team and cover compliance advisory, regulator liaison, policies etc. The bankl will provide you with a wide exposure into different aspects of compliance, experienced senior compliance professionals to work with and a good salary package.
Corporate Banking Compliance AVP

Salary: HKD600,000 - HKD800,000 per annum

Date Posted: 29 October 2018

As a team member of the Corporate Banking Compliance team in this prestigious large corporate bank you will be responsible for the following-
Equities Compliance VP APAC

Salary: HKD1,000,000 - HKD1,300,000 per annum

Date Posted: 24 October 2018

Top Tier Boutique Investment Bank looking to hire a Team Lead in Equities Compliance based out of the Hong Kong office. Reporting into the Regional Head of Markets Compliance, you will be responsible for-