Compliance and Ops Manager
This is an investment management firm that invests in private equity, private credit and secondary market.
Key Responsibilities:
- Develop, implement, and maintain internal legal and compliance processes as the firm scales.
- Ensure investments are well-documented, properly structured, and cleanly executed.
- Act as the internal gatekeeper for operational and corporate-level compliance.
- Coordinate closely with external legal counsel, accountants, and service providers across Hong Kong and multiple international jurisdictions.
- Support post-investment monitoring, follow-ups, and documentation.
- Identify and flag legal risks and help develop practical, business-minded solution
What We’re Looking For:
- Background in corporate governance, legal, or compliance (law degree or equivalent experience preferred)
- At least 7+ years relevant experience
- Strong understanding of corporate documentation, diligence processes, and legal risk assessment.
- Comfortable working across jurisdictions without needing deep exposure to local regulatory frameworks.
- Proactive, detail-oriented, and highly organized communicator.
- Experience managing external legal, tax, and accounting advisors is a plus
About the job
Contract Type: FULL_TIME
Specialism: Financial Services
Focus: Investment Management
Industry: Financial Services
Salary: HKD60,000 - HKD80,000 per month
Workplace Type: On-site
Experience Level: Mid Management
Location: Central
FULL_TIMEJob Reference: XUWNW8-BC68F9CB
Date posted: 3 June 2025
Consultant: Kathy Wong
hong-kong banking-financial-services/investment-management 2025-06-03 2025-08-02 financial-services Central Central and Western District HK HKD 60000 80000 80000 MONTH Robert Walters https://www.robertwalters.com.hk https://www.robertwalters.com.hk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png true