Global Market Compliance, VP

A leading global financial institution in Hong Kong seeks a Vice President, Global Market Compliance to strengthen regulatory compliance and enable risk-managed business growth across global markets.

Key responsibilities:

• Partner with business and support functions to provide compliance advisory, oversee product reviews, and assess regulatory risks across diverse products, embedding effective controls and mitigation strategies
• Lead the development and enhancement of compliance policies, procedures, and governance frameworks, ensuring alignment with evolving regulatory requirements and industry best practices
• Drive regulatory compliance by monitoring legislative changes, managing responses to regulatory inspections and audits, escalating material compliance issues, and supporting timely remediation
• Deliver compliance reporting, training, and awareness initiatives, equipping senior stakeholders and employees with actionable insights and a strong understanding of regulatory obligations
• Lead regional and global compliance projects, collaborating with cross-functional teams to strengthen compliance frameworks, improve operational controls, and support sustainable business growth

Candidate profile:

• Extensive banking compliance experience with a proven track record in business advisory, product governance, regulatory engagement, and compliance risk management within financial institutions
• Strong expertise in Treasury or Global Markets compliance, with in-depth knowledge of Hong Kong and international banking regulatory frameworks
• Experience working in regional or global financial institutions, managing cross-border compliance requirements in complex and evolving regulatory environments
• Strong stakeholder management, communication, and reporting skills, with the ability to influence senior leaders, present practical recommendations, and support regulatory audits and inspections
• Collaborative, commercially minded, and committed to continuous learning, with experience delivering compliance training, mentoring teams, and balancing business enablement with effective risk management

About the company:

A leading international financial institution provides innovative banking and capital markets solutions, supported by a strong commitment to regulatory excellence and responsible growth. It offers a collaborative, inclusive environment with continuous learning opportunities and regional exposure to help employees build long-term careers.

Keywords: global markets compliance, banking compliance, regulatory compliance, treasury compliance, compliance advisory

What’s next:

Take the next step in your compliance career and shape regulatory excellence across global financial markets. Apply now!