Regulatory Compliance, VP - international investment bank

An international investment bank is looking for a VP to join their regulatory compliance team.

Role Responsibilities:

• Oversee and execute strategies regarding licensing, regulatory communications, and the tracking of regulatory obligations.
• Keep abreast of regulatory developments and implement robust tracking mechanisms to ensure effective and efficient management of all relevant regulatory obligations.
• Deliver insightful and impactful reports to Management on compliance and regulatory risks as well as the overall landscape on governance matters, compliance status, and recommendations for informed decision-making.
• Collaborate closely with compliance advisors to ensure the effective implementation of regulatory requirements while fostering strong engagement with all relevant stakeholders.
• Coordinate various global and regional Compliance initiatives or projects
• Foster a culture of compliance throughout the organization, and provide guidance and training to staff on compliance policies and procedures related to regulatory compliance matters.
• Back up other team members within Compliance Department where needed.

Role Requirements:

• Degree holder in Legal, Finance or Accounting, with 10+ years of experience in Banking Compliance and Licensing.
• Familiar knowledge on local laws and regulations relates to banking practices.
• Experience in dealing with regulators including HKMA.
• Business acumen coupled with robust analytical skills, enabling the effective resolution of complex issues and the delivery of practical, innovative solutions.
• Ability to work independently and thrive in dynamic environments, demonstrating resilience and effective prioritization skills.