VP, Private Side Compliance

A leading international investment bank is seeking a highly skilled IBD Compliance Specialist to join their compliance team.

Key Responsibilities:

• Responsible for a range of regulatory compliance functions including providing compliance advise to investment banking front office staff, being involved in regulatory-related projects, and leading compliance risk assessments for the relevant businesses
• Provide pro-active advice to Investment Banking front office staff on a variety of deals and business activities, which include merger & acquisition, capital markets & financing, credit markets & global structured credit solutions, and relationship coverage, taking into consideration regulatory and reputational risks to ensure compliance with regulatory requirements
• Respond to requests for guidance on compliance issues or concerns, as well as to assist with the identification and remediation of compliance risk in the Investment Banking business
• Provide timely and accurate responses to regulatory enquiries, investigations, and inspections
• Conduct staff training and support development needs and plans with a focus on banking businesses
• Involve in control room functions and process from time to time, including advise and management of conflict of interests, information barrier, wall crossing etc

Key Requirements:

• Bachelor degree holder in relevant discipline
• Minimum 7 years' relevant banking experience gained from leading international banks
• Control Room experience is a plus
• Good understanding of the banking regulatory environment
• Must be a self-starter, flexible, innovative and adaptive
• Highly motivated, strong attention to detail, team oriented, organized
• Strong presentation skill with the ability to present information in a clear and concise manner