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Compliance and Ops Generalist (Corporate Governance Focus)

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This is an investment management firm that invests in private equity, private credit and secondary market. You’ll be a key internal stakeholder working to ensure that the investments are cleanly executed, properly documented, and aligned with best practices. They want this person to act as our internal gatekeeper for their operational integrity and corporate-level compliance.

Key Responsibilities:

  • Develop, implement, and maintain internal legal and compliance processes as the firm scales.
  • Ensure investments are well-documented, properly structured, and cleanly executed.
  • Act as the internal gatekeeper for operational and corporate-level compliance.
  • Coordinate closely with external legal counsel, accountants, and service providers across Hong Kong and multiple international jurisdictions.
  • Support post-investment monitoring, follow-ups, and documentation.
  • Identify and flag legal risks and help develop practical, business-minded solution

What We’re Looking For:

  • Background in corporate governance, legal, or compliance (law degree or equivalent experience preferred).
  • Strong understanding of corporate documentation, diligence processes, and legal risk assessment.
  • Comfortable working across jurisdictions without needing deep exposure to local regulatory frameworks.
  • Proactive, detail-oriented, and highly organized communicator.
  • Experience managing external legal, tax, and accounting advisors is a plus

Contract Type: FULL_TIME

Specialism: Financial Services

Focus: Investment Management

Industry: Financial Services

Salary: HKD568,478.81 - HKD757,971.75 per annum

Workplace Type: On-site

Experience Level: Mid Management

Location: Central

Job Reference: XUWNW8-BC68F9CB

Date posted: 20 May 2025

Consultant: Kathy Wong