AVP/VP, Internal Audit (SFC Licensed Firm)

Job Description

1. Review and evaluate internal controls: Assess the design and operational effectiveness of the Group’s internal control system and prepare internal audit reports for the Chairman, Audit Committee, and Board of Directors.
2. Assess control policies and approval workflows: Evaluate internal control policies and approval workflows across departments, including the completeness, reasonableness, and effectiveness of implementation. Provide improvement recommendations and track follow-up actions to ensure proper execution and strengthened corporate governance.
3. Compliance and risk oversight: Oversee compliance and risk management to ensure adherence to relevant rules and regulations. Identify potential operational, financial, and compliance risks, and perform periodic sample testing.
4. Audit Committee support: Attend Audit Committee meetings regularly and perform tasks assigned by management.
5. Coordinate with external auditors: Work closely with external auditors to jointly evaluate the company’s risk profile and internal control framework.
6. Board reporting: Prepare monthly reports and present findings to the Board of Directors.

Requirements

1. Bachelor’s degree or above in Business Administration, Finance, Accounting, or a related discipline.
2. CPA qualification is mandatory; additional certifications such as CIA or FRM are preferred.
3. Minimum 8 years of experience in external and internal audit, preferably with SFC-licensed corporations and Big Four accounting firms.
4. Solid understanding of internal control frameworks and regulatory requirements for listed companies and SFC-licensed entities.
5. Strong project management skills and the ability to efficiently coordinate multiple audit assignments.
6. Strong analytical skills, with the ability to work independently and think critically.
7. Detail-oriented with good time management.
8. Excellent communication and interpersonal skills.
9. Proficiency in written and spoken Cantonese, Mandarin, and English.