Compliance officer - buyside
Our client is a leading financial services firm operating in the APAC region, specialising in hedge fund investments.
Key Responsibilities:
- Monitor regulatory developments and implement compliance measures aligned with SFC Type 4,9 requirements.
- Work with internal teams to ensure compliance programs are effectively executed.
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Maintain comprehensive documentation and records related to the compliance program.
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Implement internal control framework.
- Handle ad hoc compliance tasks such as filings, training, and policy updates.
Requirements:
- Bachelor's degree in Law, Finance, or a related field.
- At least 3 years of compliance experience in asset management or hedge funds.
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Extensive knowledge of SFC, SEC and MAS regulations, as well as experience in implementing and managing compliance programs.
- Detail-oriented with strong communication and problem-solving skills.
About the job
Contract Type: Perm
Specialism: Legal & Compliance
Focus: Financial Services
Industry: Financial Services
Salary: Negotiable
Workplace Type: On-site
Experience Level: Associate
Location: Hong Kong
FULL_TIMEJob Reference: P9BYYH-275B1186
Date posted: 4 August 2025
Consultant: Jessie Chan
hong-kong legal/banking-finance 2025-08-04 2025-10-03 financial-services Hong Kong HK Robert Walters https://www.robertwalters.com.hk https://www.robertwalters.com.hk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png true