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Compliance officer - buyside

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Our client is a leading financial services firm operating in the APAC region, specialising in hedge fund investments.

Key Responsibilities:

  • Monitor regulatory developments and implement compliance measures aligned with SFC Type 4,9 requirements.
  • Work with internal teams to ensure compliance programs are effectively executed.
  • Maintain comprehensive documentation and records related to the compliance program.

  • Implement internal control framework.

  • Handle ad hoc compliance tasks such as filings, training, and policy updates.

Requirements:

  • Bachelor's degree in Law, Finance, or a related field.
  • At least 3 years of compliance experience in asset management or hedge funds.
  • Extensive knowledge of SFC, SEC and MAS regulations, as well as experience in implementing and managing compliance programs.

  • Detail-oriented with strong communication and problem-solving skills.

Contract Type: Perm

Specialism: Legal & Compliance

Focus: Financial Services

Industry: Financial Services

Salary: Negotiable

Workplace Type: On-site

Experience Level: Associate

Location: Hong Kong

Job Reference: P9BYYH-275B1186

Date posted: 4 August 2025

Consultant: Jessie Chan