Central compliance, Senior Manager - Private Bank

An international private bank is seeking a Senior Compliance Manager to join its compliance team. The ideal candidate will have a minimum of 8-10 years of experience in compliance within the financial services sector, with a strong focus on regulatory adherence and internal governance.

Responsibilities:

• Analyse and stay updated on the latest regulatory requirements to create compliance reminders and training materials that promote compliance awareness across the organisation.
• Oversee the handling of SFC and HKMA license applications, monitor the approval process, and ensure documentation is accurate and up-to-date.
• Track completion of continuing professional training (CPT) and continuing professional development (CPD) hours for licensed staff and coordinate the submission of Annual Returns/Declarations.
• Conduct compliance monitoring reviews to ensure adherence to the bank’s internal policies and procedures.
• Manage staff declarations related to Personal Account Trading, Outside Engagements, Gifts and Entertainment, and Annual Declarations.
• Perform general administrative duties and provide additional support as required by the supervisor.

Requirements:

• A university degree in Accounting, Business, Law, or a related discipline.
• At least 8-10 years of solid experience in compliance, audit, or a related field within the financial services sector, with experience working with regulatory authorities preferred.
• Prior experience in handling license applications is a significant advantage.
• Demonstrated strong ethics, integrity, and a commitment to professional excellence.
• Excellent teamwork, interpersonal, analytical, and presentation skills.