Global Markets Compliance, Executive Director

* Take on a strategic leadership role as the primary authority on all China compliance matters, directly influencing policy and operational frameworks across global markets. * Enjoy the opportunity to collaborate with regional teams worldwide, ensuring consistent application of China regulations and participating in high-level industry forums and regulatory consultations

A prestigious global financial institution is seeking a highly knowledgeable Global Markets Compliance Executive Director to join their Hong Kong team. This senior-level opportunity is ideal for an accomplished China compliance subject matter expert who thrives in complex regulatory environments and is passionate about shaping the future of financial markets.

What you'll do:

As Global Markets Compliance Executive Director based in Hong Kong, you will be entrusted with steering the organisation’s compliance agenda for all mainland China-related activities. Your day-to-day responsibilities will involve acting as the go-to expert for interpreting complex regulatory requirements—particularly those related to QFII schemes, Connect Programmes between mainland China and Hong Kong, CFFEX derivatives trading rules, CSRC securities regulations, and SAFE foreign exchange controls. You will be instrumental in developing forward-thinking policies that not only meet but anticipate regulatory expectations. By building strong relationships with both internal stakeholders and external regulators—including regular participation in industry forums—you will ensure that business initiatives are always aligned with current legal frameworks. Your ability to design impactful training sessions will empower colleagues across regions to navigate regulatory changes confidently. Success in this role means being proactive in risk assessment, meticulous in documentation and reporting obligations, and consistently collaborative when engaging with cross-regional teams to harmonise global compliance standards.

• Serve as the principal subject matter expert and trusted advisor on all aspects of China compliance, providing authoritative guidance on QFII regulations and the Connect Program between mainland China and Hong Kong.
• Lead the development and implementation of compliance strategies for derivatives trading under CFFEX and securities regulations governed by CSRC, ensuring comprehensive coverage of all relevant rules.
• Interpret State Administration of Foreign Exchange (SAFE) regulations with precision, offering clear direction on foreign exchange matters impacting business operations.
• Continuously monitor, analyse, and interpret regulatory changes across mainland China's financial markets, preparing detailed updates and impact assessments for senior management.
• Develop, maintain, and regularly update robust compliance policies and procedures tailored to China market operations, including operational guidelines for various access channels.
• Establish effective compliance monitoring and testing programmes for all China-related activities, ensuring early identification of potential risks or breaches.
• Liaise proactively with mainland China regulators such as CSRC, SAFE, CFFEX, stock exchanges, clearing houses, and other authorities to foster strong working relationships.
• Represent the organisation in regulatory consultations, industry forums, market participant meetings, and maintain active engagement with Shanghai and Shenzhen Stock Exchanges.
• Design and deliver comprehensive training programmes on China regulatory requirements for internal teams across Global Markets and supporting functions.
• Partner closely with business development teams to ensure new products, services, and market entry strategies are fully compliant with Chinese regulations.

What you bring:

• At least 10 years’ experience specialising in China financial markets compliance within investment banks, brokerages or regulatory bodies.
• Demonstrated expertise in QFII schemes, Connect Programmes between mainland China and Hong Kong, CFFEX derivatives trading rules, CSRC securities regulations, and SAFE foreign exchange controls.
• Fluency in both English and Putonghua (Mandarin), enabling seamless communication with regulators, exchanges, clients, and internal teams across borders.
• A well-established network within the mainland China regulatory community as well as among market participants such as exchanges or infrastructure providers.
• Bachelor’s degree in Finance, Law, Economics or a related field is required; advanced degrees or professional qualifications in legal/compliance/financial services are highly desirable.
• Exceptional analytical skills paired with a proven ability to interpret complex regulatory requirements into practical business guidance for diverse audiences.
• Outstanding communication skills—both written and verbal—with an aptitude for delivering clear briefings to senior management or large groups.
• Strong interpersonal skills that foster trust-based relationships with stakeholders at all levels inside and outside the organisation.
• Proven track record managing multiple priorities independently while maintaining attention to detail under tight deadlines.
• Experience designing training materials or leading educational sessions on regulatory topics is advantageous.