Compliance Advisory - Financial Markets (contract)

A world-leading financial institution is looking to hire a compliance professional.

Successful candidates will have strong experience of compliance within financial markets, in particular regulatory compliance and trading compliance.

The role will also required candidates to have experience of assessing ongoing risk and act as the SME for internal and external regulatory standards.

Candidates will also need exposure to fixed income and equities trading compliance and experience of working with traders on a regular basis.

Key Requirements:

• At least 8 years of compliance experience within financial markets
• Strong understanding of regulatory requirements, ideally engagement with Hong Kong regulators
• Act in an advisory capacity to ensure improvement or continuation of robust compliance standards
• Proven track record of trading compliance and working with traders
• Ability to take the lead on driving change in policy or procedure