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General compliance manager - retail bank

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As a Compliance Manager, you will play a crucial role in providing regulatory advice, handling complaint cases, and collaborating with other business units to address compliance issues

What you'll do:

  • Provide regulatory advice and guidance on rules and regulations in respect of general compliance
  • Handle complaint cases with compliance issues, including liaising with regulators
  • Collaborate with other business units to review compliance issues
  • Develop, review and enforce the compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies
  • Provide internal compliance trainings
  • Review policies and procedures
  • Liaise with regulators, handle regulators’ enquiries and information request

What you bring:

The ideal candidate for this Compliance Manager position will hold a degree in Business Administration, Finance, Laws or related disciplines. They will bring at least 5 years of banking experience. The successful candidate will demonstrate substantial knowledge of regulatory requirements within the banking industry. They will be analytical, proactive, possess strong organisational skills, and be a good team player. Proficiency in both spoken and written English and Chinese is required; fluency in Putonghua is advantageous.

Contract Type: FULL_TIME

Specialism: Legal & Compliance

Focus: Financial Services

Industry: Banking

Salary: Negotiable

Workplace Type: On-site

Experience Level: Mid Management

Location: Central and Western District

Job Reference: L3GAL5-0C252B4D

Date posted: 13 February 2025

Consultant: Jessie Chan

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