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Let our industry specialists listen to your aspirations and present your story to the organisations in Hong Kong that fit you the best as we collaborate to write the next chapter of your successful career.
See all jobsTogether, we’ll map out career-defining, life-changing pathways to achieve your career ambitions. Browse our range of services, advice, and resources.
Learn moreWe understand that no two organisations are the same. Find out more about how we've customised our talent solutions to help clients in Hong Kong meet their needs.
Read moreRecruitment outsourcing
Talent advisory
Whether you’re seeking to hire talent or a new career move for yourself, we have the latest facts, trends and inspiration you need.
See all resourcesSince our establishment in 1997, our belief remains the same: Building strong relationships with people is vital in a successful partnership.
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Our people are the difference. Hear stories from our people to learn more about a career at Robert Walters Hong Kong
Learn moreTruly global and proudly local. Speak to us today on your recruitment, outsourcing and advisory needs.
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Our client, an international bank is looking for a compliance manager with strong regulatory experience.
Successful candidates will have strong experience from internation banking, with exposure to international compliance and regulatory practices. Candidates will also have a track record of liaising with local regulators and interpreting updates to share with senior stakeholders internally.
Key Responsibilities
Providing regulatory and compliance advice to business units ensuring compliance with all applicable statutory, regulatory and group standard
Working closely with sales and trading team to monitor pre-trade and post trade activities, and providing real time support on trading restrictions, monitoring and approvals
Participating in various projects, such as new products initiatives and implementation of new regulations
Escalating compliance breaches internally and investigating issues
Required Experience
- Strong compliance management experience from a regional or global bank
- Sound Knowledge of the HKMA, SFC and Banking regulations with strong analytical, technical and problem-solving skills
- Deep understanding of the Hong Kong regulatory environment and Knowledge of international Compliance regulations and practices
- Ability to research laws and regulations and provide advice on the applicability within a given environment
- Knowledge of financial institutions, correspondent banking and trade finance products and services; Positive attitude towards colleagues and the organisation to ensure seamless communication
- Fluent Chinese language (both written and spoken) and Fluent English language (both written and spoken)
About the job
Contract Type: FULL_TIME
Specialism: Legal & Compliance
Focus: Financial Services
Industry: Banking
Salary: Negotiable
Workplace Type: On-site
Experience Level: Mid Management
Location: Hong Kong
FULL_TIMEJob Reference: 4EE5YY-ABD340E5
Date posted: 16 October 2024
Consultant: Matthew Sullivan
hong-kong legal/banking-finance 2024-10-16 2024-12-15 banking Hong Kong HK Robert Walters https://www.robertwalters.com.hk https://www.robertwalters.com.hk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png trueCome join our global team of creative thinkers, problem solvers and game changers. We offer accelerated career progression, a dynamic culture and expert training.