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Compliance Manager - International Bank

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Our client, an international bank is looking for a compliance manager with strong regulatory experience.

Successful candidates will have strong experience from internation banking, with exposure to international compliance and regulatory practices. Candidates will also have a track record of liaising with local regulators and interpreting updates to share with senior stakeholders internally.

Key Responsibilities

Providing regulatory and compliance advice to business units ensuring compliance with all applicable statutory, regulatory and group standard

Working closely with sales and trading team to monitor pre-trade and post trade activities, and providing real time support on trading restrictions, monitoring and approvals

Participating in various projects, such as new products initiatives and implementation of new regulations

Escalating compliance breaches internally and investigating issues

Required Experience

- Strong compliance management experience from a regional or global bank

- Sound Knowledge of the HKMA, SFC and Banking regulations with strong analytical, technical and problem-solving skills

- Deep understanding of the Hong Kong regulatory environment and Knowledge of international Compliance regulations and practices

- Ability to research laws and regulations and provide advice on the applicability within a given environment

- Knowledge of financial institutions, correspondent banking and trade finance products and services; Positive attitude towards colleagues and the organisation to ensure seamless communication

- Fluent Chinese language (both written and spoken) and Fluent English language (both written and spoken)

Contract Type: FULL_TIME

Specialism: Legal & Compliance

Focus: Financial Services

Industry: Banking

Salary: Negotiable

Workplace Type: On-site

Experience Level: Mid Management

Location: Hong Kong

Job Reference: 4EE5YY-ABD340E5

Date posted: 16 October 2024

Consultant: Matthew Sullivan

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