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Compliance officer - hedge fund

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A fast growing hedge fund is seeking for a compliance officer to join their growing team.

The role reports to the Chief Operating Officer.

Responsibilities

  • Deal with regulatory inspections, ensuring company adheres to statutes and administrative regulations
  • Prepare for annual internal compliance reviews and mock audits
  • Advise internal management and business partners on the implementation of compliance programs
  • Formulate policies and procedures and updating compliance manuals
  • Responsible for ensuring trades are carried out in accordance with policies, regulations and procedures
  • Manage relationships with regulatory bodies and serving as the primary contact with regulators
  • Prepare and submitting annual and quarterly regulatory filings
  • Manage licensing matters and regulatory filings
  • Provide assistance and expertise on AML/KYC matters for new and existing clients

Requirements

  • Bachelor’s degree or above, legal background preferred
  • 3-5 years working experience
  • Previous experience in hedge funds or compliance roles preferred
  • Sound knowledge of regulatory and compliance requirements in both APAC and Global regions
  • Detail minded with strong analytical skills
  • Strong verbal and written communication, presentation and interpersonal skills

Contract Type: FULL_TIME

Specialism: Legal & Compliance

Focus: Financial Services

Industry: Financial Services

Salary: Negotiable

Workplace Type: On-site

Experience Level: Associate

Location: Central and Western District

Job Reference: H9F02N-6B8CD460

Date posted: 07 October 2024

Consultant: Jessie Chan

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