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Jobs

Let our industry specialists listen to your aspirations and present your story to the organisations in Hong Kong that fit you the best as we collaborate to write the next chapter of your successful career.

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Since our establishment in 1997, our belief remains the same: Building strong relationships with people is vital in a successful partnership.

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Corporate Banking Compliance, VP

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A foreign corporate bank is seeking a highly experienced and skilled compliance professional to join their dynamic and dedicated compliance team.

Looking for a mid-senior VP Compliance (Product-focused) to join a foreign corporate bank in Hong Kong.

Responsibilities:

  • A senior independent contributor to provide regulatory compliance advisory to the designated corporate banking business and/or supporting units about all application laws and regulations, assist in establishing internal compliance policies for the banking operations
  • Conduct regular compliance reviews to ensure following of procedures are meeting regulatory requirements/ business changes
  • Handle HKMA/SFC surveys/information requests
  • Handle licensing matters with the HKMA / SFC
  • Handle ad-hoc tasks as assigned by the Head of Compliance

Requirements:

  • At least a bachelor degree holder in finance/law, or related disciplines with 10+ years of relevant working experience in business compliance/ regulatory compliance within a global corporate bank
  • Candidates with all-rounded compliance exposure would be an advantage
  • Sound knowledge in HKMA and SFC regulations
  • Excellent stakeholder management skills and able to communicate well with all levels of staff
  • Good command in English and Mandarin

About the job

Contract Type: FULL_TIME

Specialism: Legal & Compliance

Focus: Financial Services

Industry: Banking

Salary: Negotiable

Workplace Type: On-site

Experience Level: Mid Management

Location: Central and Western District

Job Reference: E7QZD9-62685637

Date posted: 05 September 2024

Consultant: Jessie Chan

Phone number: +852 2161 9401

jessie.chan@robertwalters.com.hk

Jessie Chan

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