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General compliance, Manager - retail bank

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A retail bank is seeking a skilled and experienced Compliance professional to join their dynamic team.

As a Compliance Manager, you will play a crucial role in ensuring adherence to regulatory standards and promoting a culture of compliance within the organisation. This is an excellent opportunity to contribute to the success of a leading retail bank and make a significant impact in the field of compliance.

What you’ll do

  • Provide regulatory advice and guidance on rules and regulations in respect of general compliance
  • Manage complaint cases related to compliance issues, including coordinating with regulators, overseeing appropriate investigations, and providing insightful comments on responses to complainants
  • Collaborate with various business units to identify and address compliance issues, ensuring the bank remains in line with regulatory and business changes
  • Develop, review, and enforce comprehensive compliance programs in accordance with the bank's policies, guidelines, and regulatory requirements
  • Conduct internal compliance training sessions to enhance staff awareness and understanding of compliance obligations
  • Review and assess policies and procedures to ensure alignment with regulatory standards and industry best practices
  • Act as a primary point of contact for regulators, including HKMA, SFC, and IA, managing regulators' inquiries and information requests with professionalism and efficiency

What you’ll bring

  • Bachelor's degree in Business Administration, Finance, Law, or related disciplines
  • Minimum of 6 years of banking experience in compliance or risk management roles, demonstrating a strong understanding of compliance practices in the financial industry
  • Exposure to China financial institutions or relevant compliance experience is highly preferable
  • Extensive knowledge of regulatory requirements pertaining to the banking industry
  • Analytical mindset, proactive approach, strong organisational skills, and ability to work effectively within a team
  • Proficiency in both spoken and written English and Chinese. Fluency in Putonghua is a plus
  • Candidates with compliants handling experience is a plus

What's next

Ready to take your career to the next level? Apply today by clicking on the link!

Contract Type: FULL_TIME

Specialism: Legal & Compliance

Focus: Financial Services

Industry: Banking

Salary: Negotiable

Workplace Type: On-site

Experience Level: Mid Management

Location: Hong Kong Island

Job Reference: XWFBPI-50586E53

Date posted: 10 July 2024

Consultant: Jessie Chan

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