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Electronic Trading Compliance, VP - US Investment Bank

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An existing opportunity to join a global mid sized investment bank. They have offices in HK, Japan, Beijing, Singapore, Sydney, amongst other jurisdictions in APAC. They mainly focused on global markets products but also have investment banking, alternative asset management, and wealth management business lines.

An existing opportunity to join a global mid sized investment bank. They have offices in HK, Japan, Beijing, Singapore, Sydney, amongst other jurisdictions in APAC. They mainly focused on global markets products but also have investment banking, alternative asset management, and wealth management business lines.

What you’ll do

  • This role will report directly to the Head of Compliance whilst working alongside other compliance colleagues
  • The main responsibilities include manage and implement any new regulatory rules and regulations revolving around electronic trading, compliance advisory to algo dev and e-trading team, and compliance and risk framework
  • Assist on various compliance projects when necessary

What you’ll bring

  • Solid institutional broker dealer, investment banking experience, ideally gained from a US or European investment bank with direct exposure to electronic trading, including applicable electronic trading regulations
  • Strong familiarity with major exchange rules in Asia
  • Strong ability to interpret market regulations and understand intricacies of market microstructures
  • Experience conducting regulatory horizon scanning, scoping and impact assessments
  • Able to work closely with e-trading team, dev team, e-risk team and local compliance teams to implement config approval process from new rule changes

Contract Type: FULL_TIME

Specialism: Legal & Compliance

Focus: Financial Services

Industry: Banking

Salary: Negotiable

Workplace Type: On-site

Experience Level: Mid Management

Location: Central and Western District

Job Reference: DUSAYU-07119F5F

Date posted: 03 July 2024

Consultant: Jessie Chan

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