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Research Compliance Associate

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A financial service company in Hong Kong with their head office based in United Kingdom is currently growing and expanding their business and is looking for a Research, Compliance Associate based in Hong Kong.

As the Research Compliance Associate, you will report directly to the Research Compliance Manager and collaborate closely with the Legal and Research teams, as well as various other stakeholders across the organization.

Responsibilities:

  • Reviewing profiles and project requirements to ensure the delivery of accurate and reliable knowledge to our clients by the Research team.
  • Formatting, proofreading, and screening written output, such as transcripts, to ensure compliance with relevant laws and legal and compliance policies.
  • Collaborating with internal and external stakeholders to address any compliance issues that may arise.
  • Providing legal and compliance training to the Research team and other stakeholders.

Requirements:

  • Bachelor’s degree, with strong academic credentials in any field and noteworthy extracurricular leadership
  • 0-1 year of work experience as a Compliance Associate, Legal Assistant, Paralegal, or similar roles. Recent graduates with high potential are also welcomed
  • Track record of strong academic performance

Contract Type: FULL_TIME

Specialism: Legal & Compliance

Focus: Financial Services

Industry: Financial Services

Salary: Negotiable

Workplace Type: Hybrid

Experience Level: Entry Level

Location: Central and Western District

Job Reference: GBEUSZ-4C4B4ABA

Date posted: 19 June 2024

Consultant: Jessie Chan

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