Let our industry specialists listen to your aspirations and present your story to the organisations in Hong Kong that fit you the best as we collaborate to write the next chapter of your successful career.

See all jobs

Together, we’ll map out career-defining, life-changing pathways to achieve your career ambitions. Browse our range of services, advice, and resources.

Learn more

We understand that no two organisations are the same. Find out more about how we've customised our recruitment offerings to help companies in Hong Kong meet their needs.

Read more
About Robert Walters Hong Kong

Since our establishment in 1997, our belief remains the same: Building strong relationships with people is vital in a successful partnership.

Learn more

Work for us

Our people are the difference. Hear stories from our people to learn more about a career at Robert Walters Hong Kong

Learn more

Compliance Officer - asset management

Save job

An asset manager is looking for a compliance officer to join their compliance team.

An asset manager is looking for a compliance officer to join their compliance team.


  • Perform AML and KYC review and monitoring;
  • Liaise with regulatory authorities and external counsels on inquiries and ongoing reporting matters for private funds;
  • Monitor staff dealing activities;
  • Handle licensing matters and CPT activities;
  • Stay up to date on regulatory changes, assessing impact and advise management for any implications;
  • Perform and review regular and ad-hoc compliance checking;
  • Provide support on ad-hoc projects and task


  • Bachelor degree in any disciplines, preferably in Law, Accounting, Finance and Business
  • 2 – 3 years working experience in asset management firm with knowledge in SFC and CIMA rules preferred
  • Excellent communication and interpersonal skills
  • Good command of both written and spoken English, Chinese and Mandarin

Contract Type: FULL_TIME

Specialism: Legal & Compliance

Focus: Financial Services

Industry: Financial Services

Salary: Negotiable

Workplace Type: On-site

Experience Level: Associate

Location: Central and Western District

Job Reference: LRUO4T-30FBF9F5

Date posted: 11 June 2024

Consultant: Jessie Chan

I'm Robert Walters, Are you?

Come join our global team of creative thinkers, problem solvers and game changers. We offer accelerated career progression, a dynamic culture and expert training.