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Regulatory change, VP

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An existing opportunity to join a prestigious international investment bank, they are seeking a highly qualified and driven Regulatory Compliance Candidate to join their dynamic team.

As a senior Regulatory Compliance professional, you will play a crucial role in providing regulatory guidance and support to the APAC business and control functions.

What you’ll do

  • Act as a trusted regulatory advisor, offering expert guidance to the APAC business and control functions
  • Stay abreast of relevant regulatory changes and developments, ensuring the bank's compliance with all applicable regulations
  • Develop and implement policies and procedures that align with regulatory requirements
  • Provide support for new business initiatives, ensuring compliance with relevant rules and regulations
  • Collaborate closely with other compliance functions on various projects and compliance-related topics
  • Act as secondary challenge to algo dev and e-trading team around governance, controls and testing

What you’ll bring

  • Solid institutional broker dealer, investment banking experience, ideally gained from a US or European investment bank with direct exposure to electronic trading, including applicable electronic trading regulations
  • Strong familiarity with major exchange rules in Asia
  • Strong ability to interpret market regulations and understand intricacies of market microstructures
  • Experience conducting regulatory horizon scanning, scoping and impact assessments
  • Able to work closely with e-trading team, dev team, e-risk team and local compliance teams to implement config approval process from new rule changes

Contract Type: FULL_TIME

Specialism: Legal & Compliance

Focus: Financial Services

Industry: Banking

Salary: Negotiable

Workplace Type: On-site

Experience Level: Senior Management

Location: Central and Western District

Job Reference: DUSAYU-07119F5F

Date posted: 31 May 2024

Consultant: Jessie Chan

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