en
Jobs

Let our industry specialists listen to your aspirations and present your story to the organisations in Hong Kong that fit you the best as we collaborate to write the next chapter of your successful career.

See all jobs
Candidates

Together, we’ll map out career-defining, life-changing pathways to achieve your career ambitions. Browse our range of services, advice, and resources.

Learn more
Services

We understand that no two organisations are the same. Find out more about how we've customised our recruitment offerings to help companies in Hong Kong meet their needs.

Read more
About Robert Walters Hong Kong

Since our establishment in 1997, our belief remains the same: Building strong relationships with people is vital in a successful partnership.

Learn more

Work for us

Our people are the difference. Hear stories from our people to learn more about a career at Robert Walters Hong Kong

Learn more

I&I - Compliance Manager - insurance

Save job

A retail bank is looking for an experienced Investment Compliance expert to join their compliance team.

As a crucial member of the team, you will report to the team head and monitor the compliance control of the Bank across all businesses.

  • Develop and maintain a comprehensive compliance framework, including policies, procedures, and controls on Investment and Insurance.
  • Conduct compliance risk assessments and implement appropriate mitigation strategies on investment matters.
  • Collaborate with internal stakeholders, such as internal control, compliance, and operations, to ensure consistency and alignment on investment compliance matters.
  • Liaise with regulators, including HKMA, SFC and IA, etc.
  • Conduct regular compliance training for employees.
  • Prepare and submit timely compliance reports to senior management and regulatory bodies as required.


Requirements:

  • Minimum of 5 years of experience in compliance roles within the banking industry, with a focus on regulatory compliance / investment compliance / compliance assurance.
  • Strong knowledge of regulations, including but not limited to, HKMA and SFC regulations.
  • Good command of both spoken and written English and Chinese, and Mandarin proficiency is an advantage.

Contract Type: FULL_TIME

Specialism: Legal & Compliance

Focus: Financial Services

Industry: Banking

Salary: Negotiable

Workplace Type: On-site

Experience Level: Mid Management

Location: Central and Western District

Job Reference: 9VY1HU-7002DBE5

Date posted: 31 May 2024

Consultant: Jessie Chan

I'm Robert Walters, Are you?

Come join our global team of creative thinkers, problem solvers and game changers. We offer accelerated career progression, a dynamic culture and expert training.