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Hedge Fund Compliance Officer

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A global hedge fund is seeking a compliance professional to join their growing team in Hong Kong.

A global hedge fund is seeking a compliance professional to join their growing team in Hong Kong.

Responsibilities:

  • Provide support to Legal and Compliance department
  • Responsibility to oversee and enhance the firm’s global compliance monitoring and surveillance programs and framework to ensure continued compliance with applicable regulations
  • Monitor and assist with updates in regulatory changes (HK SFC, US SEC, Japan FSA, Cayman Islands Monetary Authority etc.)
  • Maintain the firm’s Compliance Code of Ethics, Compliance Manual, and compliance procedures manuals, and conduct internal compliance audit and gap analysis
  • Submit returns, filings, and notifications to HK SFC, US SEC and other relevant regulatory bodies.
  • Maintain records and carry out monitoring and surveillance of firm trading and other business activities
  • Provide compliance training for staff

Requirements:

  • Laws/Finance/Business Administration university degree in an Accredited University
  • Professional proficiency in Chinese and English
  • Candidates with a passion for the buy-side market and who are an excellent fit for a driven environment
  • 1-3 years' legal/compliance, open to fresh graduates

Contract Type: FULL_TIME

Specialism: Legal & Compliance

Focus: Financial Services

Industry: Financial Services

Salary: Negotiable

Workplace Type: On-site

Experience Level: Entry Level

Location: Central and Western District

Job Reference: S10K66-5C83ECE4

Date posted: 27 May 2024

Consultant: Jessie Chan

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