Company Secretary Lead (Leading Securities Firm)

Replacing someone who has been with the role with over five years, I am currently representing a leading securities firm in looking their Company Secretary lead. This role will report directly into the CEO.

Requirements

• Support maintenance and implementation of compliance program and ensure it is compliant with regulatory requirements
• Handle and liaise with internal/ external stakeholders on company secretarial and regulatory compliance matters
• Assist in day-to-day operations such as, but not limited to licensing, monitoring, testing, internal reviews and compliance advisory matters
• Liaise with relevant regulators and internal stakeholders on any material findings and assess issues
• Assist relevant stakeholders (ex. auditor/ register agent etc.) with secretarial/ compliance related information and queries
• Provide support in ad-hoc assignments

Qualifications

• Bachelor's degree in Business, Law, Accounting, or related disciplines
• Around 5+ years of company secretary experience; especially in investment bank or regulatory bodies is highly preferred
• Good understanding in listing rules, securities regulations, business operations, financial products and services, risk assessments is highly preferred
• Proficient in written & spoken English and Chinese (including Mandarin)