Compliance Officer (Part-time)
Location Central and Western DistrictFULL_TIME
Consultant Jaja Wu
Date posted 24 December 2018 2018-12-242019-02-22 financial-services Hong Kong Central and Western District HK HKD 30000 50000 50000 MONTH Robert Walters https://www.robertwalters.com.hk https://www.robertwalters.com.hk/content/dam/robert-walters/global/images/logos/web-logos/logo.gif
A Global Independent Asset Manager is seeking a compliance professional to join their HK office, with flexible work hour.
This role will base in HK and assist Global Head of Compliance with business compliance work.
- Monitor and update compliance policies and procedures and coordinate with business units to ensure due compliance with regulatory requirements;
- Assist in handling licensing related matters, and dealing with regulatory bodies, including SFC and SEC, etc.;
- Support the Global Head of Compliance and compliance professionals throughout the region to ensure firmwide compliance on all matters.
- At least 3-year compliance advisory experiense in preferably SFC license corporations;
- Good knowledge of regulatory requirements and practices, SEC exposure will be an asset;
- Fluent in English.