Salary Medical, Bonus
Location Central and Western DistrictFULL_TIME
Consultant Jaja Wu
Date posted 15 November 2018 2018-11-152019-01-14 financial-services 41 Connaught Road Central Hong Kong Robert Walters https://www.robertwalters.com.hk
A Global Macro Hedge Fund is looking for a seasoned compliance professional to be in charge of corporate compliance work.
This role will mainly cover below job duties:
- Work with COO/CEO to design, extend and run the compliance framework to be comfortable with a potential SEC inspection down the road.
- Monitor and advise on regulatory changes in the US, HK, Europe, SGP and Japan, to ensure the company policies and procedures are in line with regulatory requirements.
- Working with the operations team to file the regulatory reporting to SEC, SFC, NFA and get the numbers.
- Review legal documents from a commercial point of view and monitor the adherence to the terms (including various side letters)
The ideal candidate should be:
- At least 6-year of experience in handling compliance matters for SFC licensed Asset Managers
- With SEC and CFTC experience will be an asset, but not a must
- Candidates with auditing or reviewing legal documents (e.g. side letters, PPMs, etc.) experience will be preferred
- Proficient in written &spoken English
- Strong team-player with a keen eye for details