Deputy Head of Compliance
Location Hong Kong
Consultant Tony Wilkey
Date posted 06 September 2016
Robert Walters Hong Kong has partnered with a major regional bank with a global footprint to identify a senior compliance executive for a leadership position within the firm. This person will report directly to the Head of Legal and Compliance and serve as their deputy and the subject matter expert on compliance.
The Deputy Head of Compliance will report directly to the firm's Head of Legal and Compliance and will be the subject matter expert on instutional level compliance initiatives. Additionally this person will lead a team of professionals responsible for the daily and routine compliance monitoring functions so strong communication and leadership skills are required.
This person should have:
- demonstrated expertise in banking compliance with experience overseeing multiple product lines and leading a team
- excellent knowledge of relevant banking laws for the region with an emphasis on new regulation passed by HK authorities
- experience working directly with regulatory authorities
- strong knowledge of internal controls, policies, and procedures with the ability to advise and propose amendments on the aforementioned