VP, Credit Risk (SFC Licensed Firm)

Our client, a leading investment banking group, is looking for a VP, Risk to join their expanding team.

Job Responsibilities

1. Prepare securities business risk analysis reports for the department head.
2. Monitor the overall collateral and margin loan positions of the securities company.
3. Assess the quality of collateral and review margin lending ratios.
4. Review clients’ trading limits and credit limit applications.
5. Monitor and review the utilization of securities business risk limits.
6. Conduct daily risk monitoring and promptly notify the front office to follow up with margin call clients.
7. Perform user acceptance testing for optimization and development of back-office systems related to securities business.
8. Assist the department head in establishing and optimizing the risk management framework and policies for securities business.

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Job Requirements

* Minimum of five years’ experience in securities business risk management.
* Ability to make independent judgments on credit risk.
* Degree in Accounting, Finance, Computer Science, or related disciplines.
* Familiarity with U.S. stock market operations is an advantage.
* Strong communication and problem-solving skills, with the ability to work independently.
* Proficiency in Mandarin, English, and Cantonese.
* Proficient in computer software (Excel, Word); programming skills (VBA) are a plus.