SVP, Regulatory Compliance and Business Risk (China Based)
Salary Negotiable
Location Hong Kong
FULL_TIMEConsultant Christy Zhang
JobRef 1247250/001
Date posted 17 May 2023
hong-kong banking-financial-services/risk-credit-mkt-operational 2023-05-17 2023-07-16 banking Hong Kong HK Robert Walters https://www.robertwalters.com.hk https://www.robertwalters.com.hk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png trueThe role will be reporting to the regional head, supervising two junior team members.
Key Responsibilities
- Assist the team leader to ensure a robust control environment to manage regulatory and non-financial risks
- Partner with compliance to manage regulatory risks, ensuring effective controls to meet regulatory requirements
- Work closely with 1st line control functions to conduct the quality assurance, thematic review and control testing
- Ensure the control adherence to local Regulatory Operational risk framework
- Coordinate the control design and procedure implementation for New Products
- Manage operational risk topics with the respective Business Units and Support functions, including Ops risk event reporting, Key Risk Indicator (KRI) review and process gap remediation
- Coordinate with other risk teams on the CBIRC Operational Risk Framework review and conduct Risk Control Self-Assessment (RCSA) exercise
- Third party risk management: maintain up-to-date information on vendors, service inventory, and implement the necessary controls
- Contact point for governance and audit teams
Job Requirements
- University degree / qualifications
- 10 years of relevant experience in the Banking industry, preferable Compliance functions or Operations functions
- Familiar with the Chinese regulations
- Ability to identify problems and seek practical solutions
- Team player with a “can-do” attitude and leadership attributes
- Strong verbal and written communication skills in English and Chinese
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