Business Risk, Global Markets
Location Hong KongFULL_TIME
Consultant Christy Zhang
Date posted 20 April 2023hong-kong banking-financial-services/risk-credit-mkt-operational 2023-04-20 2023-06-19 banking Hong Kong HK Robert Walters https://www.robertwalters.com.hk https://www.robertwalters.com.hk/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png true
The role is in the 1st LOD supporting the fixed income business.
- Review and coordinate new business initiatives with the front to back office
- Manage operational risk incidents, general operational queries/issues, and specific programs such as the RCSA
- Keep abreast on regulations and rules and ensure compliance within first line
- Participate in new client review and ongoing review for existing clients
- Develope and design new controls & processes within first line
- Monitor various risk management reports & controls
- Support regulatory enquiries / inspections / applications, internal audits and compliance testing
- Representing the business on various entity committees and forums
- Solid knowledge in fixed income
- Minimum 8 years of working experience in banks in Hong Kong
- Be able to find balance between commerciality and prudent risk management
- Strong risk management experience gained in 1st or 2nd LOD
- Fluent in written and spoken Mandarin Chinese
- Hold a professional qualification such as CFA, FRM or PRM
- HKMA knowledge/experience is a plus
Get in touch
+852 2103 5302
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