APAC Head of Compliance - Electronic Equities Brokerage
Salary HKD1,400,000 - HKD1,800,000 per annum + + Bonus
Location Hong KongFULL_TIME
Consultant Oliver Allcock
Date posted 29 November 2018 2018-11-292019-01-28 financial-services 41 Connaught Road Central Hong Kong Robert Walters https://www.robertwalters.com.hk
A global brokerage house seeks an APAC Head of Compliance
This global brokerage house seeks an APAC Head of Compliance to manage a team of four people.
You will report directly to the COO.
This role will in time become the MIC and MLRO for the firm.
- A mimimum of 6 years in an electronic equities compliance role
- Knowledge of the securities industry and equity trading
- Experience with regulatory and compliance matters in Asia Pacific region
- A background with recognised international firms
- A focus on insitutional clients
- A strong and clear command of English