Responsible Officer Type 1&2
Location Hong KongFULL_TIME
Consultant Jaja Wu
Date posted 24 May 20192019-05-24 2019-07-23 financial-services Hong Kong HK HKD 80000 150000 150000 MONTH Robert Walters https://www.robertwalters.com.hk https://www.robertwalters.com.hk/content/dam/robert-walters/global/images/logos/web-logos/logo.gif
This is a booming trading firm with a strong focus on collaboration, cutting-edge technology, data driven solutions and automation, aiming to replicate the success of other countries in providing competitive market making services on listed derivatives on the HKEx. Currently they are looking for a Responsible Officer License Type 1&2 to join the growing HK team, heads up daily market making operations and as the representative to dealing with regulatory bodies.
- Oversee and supervise market making operations
- Work closely with all aspects of the business, including trading, compliance, risk and finance, to ensure the business is meeting regulatory requirements
- Assist Senior Management in Headquarter in drafting and reviewing business operational procedures
- Key person to manage communications with SFC, HKEx and other relevant regulatory bodies
Well qualified candidates will demonstrate a strong understanding of SFO regulations and guidelines, with experience of supervising daily market making operations would be an asset, and possess the ability to manage regulatory bodies. Those with exposure in compliance, risk management, middle office or finance is definitely a plus.