Temp Risk Analyst/Auditor 45k, Sales & Trading, Foreign Bank

Foreign bank is hiring a Temporary Auditor (taget 3 months contract) to support their short-term in house task of Risk Controls. Prefer Auditor from Big 4 with financial services background and knowledge. Main duties are risk control functions. Hiring budget is 35k-45k per month.

Main Purpose of Role:

Asia Sales and Trading Business Strategy and Development Asia is looking for a temporary resource help to support Front Office Control (FOC) to complete a series of high importance deliverables as priority. This temp hire will also support Business Manager functions relating to Audit & Admin works.

Primary Duties:

Support Front Office Risk and Control team to complete a series of Audit, Admin and operational review and documentation:
• Update the working files of the Risk Control and Self-Assessment for Asia Sales and Trading departments detailing the inherit risks, mitigating controls and residual risks;
• Upload the working files into internal Operational Risk platform and conduct due diligence checks for accuracy;
• Liaise with 2 Line of Defence team to review the Hong Kong owned processes, risks and controls to document highlighted key areas for enhancement or remediations.
• Conduct risk assessment to business and review the new department’s process, controls and risks.

Secondary duties:

Support Business Managers to a wide range of administrative responsibilities, including
• Business initiatives such as MTBP implementation, business reviews, account planning, client parameters, new products committee
• AML/KYC oversight and advisory, project implementation and KYC related issues
• Ensuring S&T compliance with regulations and completing regulator questionnaires

Requirements:
• Experience in professional firms (ideally ex-Big 4 or Consultancy)
• University degree in Accounting (specialized in Audit/Assurance preferred), Accounting certificate or CFA candidate
• Knowledge and experience in Financial Services and main investment products (Fixed Income preferred)
• English is a must (proficient in business writing and speaking)
• Proficient in Microsoft tools (Excel skills including pivot tables, Word and PowerPoint)
• Willing to learn attitude and detail oriented.