Banking and Finance Jobs

Responsibilities: • Provide legal and regulatory advice and transaction support to the PCAM lawyers servicing the business divisions and infrastructure groups of Asset Management and Private ...

Responsibilities: • manage and support the legal function within the Asia Pacific region • provide legal support to the business in the daily operations and in the development initiatives, i...

The corporate practice of a top tier US and international law firm is bolstering it’s team to accommodate growth and current deal flow. Unlike many US firms the scope of work does not include IPO tran...

This major PRC and international Investment and Corporate Bank is seeking a Senior Regulatory lawyer. Reporting to the Head of Compliance, the candidate will undertake a wide spectrum of compliance an...

Responsibilities: • perform AML Investigations and relationship reviews in conjunction with countries and conduct focused reviews of high risk client activity • responsible for the appropriat...

Responsibilities: • manage the account opening approval process, ensuring that client profiles written by Relationship Managers are up to standard in accordance with the regulatory, group or ...

Responsibilities: • management of SFC & HKEx Licensing compliance – application of SFC licenses, submission of annual returns, management of organisational training requirements • ensure comp...

This client was established in 1997; fully leverage its position as a leading provider of cross-border financial services in Mainland China and Hong Kong with prudent operation and financial strength....

Responsibilities: • assist management in carrying out the Central Compliance function of the Company, and its relevant licensed Hong Kong subsidiaries for or relating to the provision of equi...

This client is a leading inter-dealer broker, providing integrated voice and electronic execution and other brokerage services to banks, brokerage houses and investment banks for a broad range of glob...