Compliance Jobs

Client Onboarding provides comprehensive Know Your Client, New Account Opening, Static Data Analysis and Services and Data Management solutions within relevant systems for Global Markets and Global B...

A leading investment bank is seeking for a compliance assistant to assist their asset management team within Legal and Compliance area to support HK Compliance. Responsibilities: • support HK ...

A leading investment bank is seeking for an AML compliance officer to assist them on a 6 month contract. Responsibilities: • reviewing matters escalated to Hong Kong AML, arising from the risk...

A leading Investment Bank is seeking a Client Onboarder (KYC expert) to support new client onboarding in APAC. Responsibilities: • managing the process from when initial contact is made with ...

Main function of the role: • provide support to Senior Compliance Manager to ensure that the Groups follow and comply with the legal and regulatory requirements which pertain to their business ...

A leading investment bank is seeking for a due diligence analyst within their AML compliance division. Responsibilities: • conduct the Due Diligence function for the Private Wealth Management ...

Responsibilities: • process and review applications for SFC licence and HKMA registration across different business divisions in Hong Kong. • prepare licensing related notifications to regulato...

An International Asset Management firm, seeks applicants for the position of KYC Onboarding Officer to be stationed in Hong Kong. The successful candidate will join its business development team assi...

Responsibilities: • responsible for the support and implementation of Compliance efforts for the Bank and promotion of an ethical and legally compliance business culture. • ensuring the partici...

Responsibilities: • manage AML controls for client onboarding, account approval and ongoing monitoring; due diligence review (standard and enhanced risk customer); ad-hoc periodic review on exi...